Trending...
- Snell & Wilmer Partner John Delikanakis Elected Board Trustee of the African American Archive
- Cybersecurity is Protecting Your Personal Information and Your Portfolio
- DuoKey, Axiomtek and Blue Edge Network Partner to Enhance Smart Cities with Privacy-Preserving Urban Safeguarding and Fleet Management
AdvisorVault's expertise in 17a-4 data archiving has joined forces with Compliant Workspace's consolidated 365 Service® to provide FINRA firms with a fully compliant and secure solution for migrating onto Microsoft 365.
SAINT PETERSBURG, Fla. - nvtip -- AdvisorVault, the experts in 17a-4 data archiving, partner with Compliant Workspace to help FINRA firms get on Microsoft 365.
Today, many FINRA firms want to move their operations to the Microsoft 365 Cloud but are worried how compliant they will be, specifically with rule 17a-4 and its email and data retention demands. They also need to meet FINRA's cybersecurity requirements. Compliant Workspace is a perfect fit for them with its fully secured, fully protected solution out-of-the-box - AdvisorVault is happy to partner with them.
Microsoft 365 makes sense for FINRA firms, especially for smaller firms since it is a complete platform that gives employees everything needed to do their jobs. While it is a remarkable piece of technology, by default Microsoft's Cloud is not 17a-4 compliant and they won't be able to provide the FINRA letters that your firm will need. So a special kind of D3P cloud provider is required; one that understands the unique compliance demands of firms such as broker-dealers.
More on nvtip.com
"We designed Compliant Workspace specifically for companies needing a higher level of security and protection in the cloud; our Consolidated 365 Service has built-in features making FINRA firms immediately 17a-4 compliant when they migrate their office to Microsoft 365 with us. We are excited to partner with AdvisorVault," says Patrick Lonz, President of Compliant Workspace.
About Compliant Workspace
Compliant Workspace is a leading Microsoft 365 provider giving firms a streamlined option to get onto the Microsoft Cloud. Their unique Consolidated 365 Service® includes everything they need to be compliant, right from the get-go.
About AdvisorVault
AdvisorVault is the only FINRA D3P giving small firms everything they need to meet rule 17a-4. Our turn-key solution archives, retains, and provides supervision of electronic records stored in-house or in the cloud.
To learn how to get your firm on Microsoft 365 while remaining fully 17a-4 compliant: Contact Us Now
Today, many FINRA firms want to move their operations to the Microsoft 365 Cloud but are worried how compliant they will be, specifically with rule 17a-4 and its email and data retention demands. They also need to meet FINRA's cybersecurity requirements. Compliant Workspace is a perfect fit for them with its fully secured, fully protected solution out-of-the-box - AdvisorVault is happy to partner with them.
Microsoft 365 makes sense for FINRA firms, especially for smaller firms since it is a complete platform that gives employees everything needed to do their jobs. While it is a remarkable piece of technology, by default Microsoft's Cloud is not 17a-4 compliant and they won't be able to provide the FINRA letters that your firm will need. So a special kind of D3P cloud provider is required; one that understands the unique compliance demands of firms such as broker-dealers.
More on nvtip.com
- PokerGO® Announces 2025 WSOP® Livestreaming Plans Featuring Daily Coverage of the Main Event and More
- RWA Infra Development L.L.C. announces the $RWAID token. "$RWAID tokenizing infrastructure for the masses."
- Avery Burton Foundation Honors Five Clark County High School Students With $1,000 Scholarships
- Mental Health Awareness Month—Tennessee Enacts Psychotropic Testing Law
- Be Prepared for the Qualitative and Quantitative Effects of Tariffs: How Businesses Can Navigate Potential Disruption in Finances and Production
"We designed Compliant Workspace specifically for companies needing a higher level of security and protection in the cloud; our Consolidated 365 Service has built-in features making FINRA firms immediately 17a-4 compliant when they migrate their office to Microsoft 365 with us. We are excited to partner with AdvisorVault," says Patrick Lonz, President of Compliant Workspace.
About Compliant Workspace
Compliant Workspace is a leading Microsoft 365 provider giving firms a streamlined option to get onto the Microsoft Cloud. Their unique Consolidated 365 Service® includes everything they need to be compliant, right from the get-go.
About AdvisorVault
AdvisorVault is the only FINRA D3P giving small firms everything they need to meet rule 17a-4. Our turn-key solution archives, retains, and provides supervision of electronic records stored in-house or in the cloud.
To learn how to get your firm on Microsoft 365 while remaining fully 17a-4 compliant: Contact Us Now
Media Contact
Allan Lonz - CEO
direct: 416-985-0310
Toll free: 1-866-732-1407 ex 1
alonz@advisorvault.org
Allan Lonz - CEO
direct: 416-985-0310
Toll free: 1-866-732-1407 ex 1
alonz@advisorvault.org
Source: Advisorvault
0 Comments
Latest on nvtip.com
- PBK Miner completes $80 million Series B financing to support AI cloud mining and increase user investment return by 25%
- Asset-Backed Green Crypto: Fueling the Trillion-Dollar Revolution
- 365 Retail Markets Announces Availability of New Loss Prevention Solution
- Fairmint Introduces First Fully Onchain and Open Cap Table Infrastructure
- Vortex Brands Begins Gold Purchases Under New Joint Venture with Dubai-Based Partner
- Job Hunting Advise for Recent Graduates
- Snell & Wilmer Partner John Delikanakis Elected Board Trustee of the African American Archive
- NBA Champion Lamar Odom Launches Anti-Addiction Meme Coin, Ushering in a Disruptive Innovation in Web3
- Aureli Construction Sets the Standard for Seamless Home Additions in Greater Boston
- Prism Bank's Delene Gilbert Speaks at 2025 Financial Brand Forum
- ScreenPoints Puts Film Investors in the Credits—and in the Money With New FinTech Platform
- Pathways to Adulthood Conference May 17 at Melville Marriott Honoring NYS Assembly Member Jodi Giglio, Suffolk County Legislator Nick Caracappa
- Adster Techologies awarded US Patent for breakthrough innovation in reducing latency in Ad Serving
- Robert Fabbio Inducted into the Austin Technology Council Hall of Fame
- Dr. Dennis Jackson Brings Non-Operating Orthopaedic Sports and Emergency Medicine Expertise to Crovetti Orthopaedics and Sports Medicine
- Cybersecurity is Protecting Your Personal Information and Your Portfolio
- L2 Aviation Celebrates Grand Opening of New Facility at Cincinnati/Northern Kentucky International Airport (CVG)
- Managing Summer Staffing Surges with Confidence: Why Name Badges Are a Must for Seasonal Success
- Visa Named Title Sponsor of Ascending Athletes' Business Owners Summits for NFL Entrepreneurs
- The Paris Court of International Arbitration Elects Dr. John J. Maalouf as its New President